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The Clean Architecture Dependency Rule

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Uncle Bob discusses how separating software into layers and conforming to the Dependency Rule, will help you create a system that is intrinsically testable, with all the benefits that implies.

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This chapter is from the book

Over the last several decades we’ve seen a whole range of ideas regarding the architecture of systems. These include:

  • Hexagonal Architecture (also known as Ports and Adapters), developed by Alistair Cockburn, and adopted by Steve Freeman and Nat Pryce in their wonderful book Growing Object Oriented Software with Tests

  • DCI from James Coplien and Trygve Reenskaug

  • BCE, introduced by Ivar Jacobson from his book Object Oriented Software Engineering: A Use-Case Driven Approach

Although these architectures all vary somewhat in their details, they are very similar. They all have the same objective, which is the separation of concerns. They all achieve this separation by dividing the software into layers. Each has at least one layer for business rules, and another layer for user and system interfaces.

Each of these architectures produces systems that have the following characteristics:

  • Independent of frameworks. The architecture does not depend on the existence of some library of feature-laden software. This allows you to use such frameworks as tools, rather than forcing you to cram your system into their limited constraints.

  • Testable. The business rules can be tested without the UI, database, web server, or any other external element.

  • Independent of the UI. The UI can change easily, without changing the rest of the system. A web UI could be replaced with a console UI, for example, without changing the business rules.

  • Independent of the database. You can swap out Oracle or SQL Server for Mongo, BigTable, CouchDB, or something else. Your business rules are not bound to the database.

  • Independent of any external agency. In fact, your business rules don’t know anything at all about the interfaces to the outside world.

The diagram in Figure 22.1 is an attempt at integrating all these architectures into a single actionable idea.

Figure 22.1

Figure 22.1 The clean architecture

The Dependency Rule

The concentric circles in Figure 22.1 represent different areas of software. In general, the further in you go, the higher level the software becomes. The outer circles are mechanisms. The inner circles are policies.

The overriding rule that makes this architecture work is the Dependency Rule:

  • Source code dependencies must point only inward, toward higher-level policies.

Nothing in an inner circle can know anything at all about something in an outer circle. In particular, the name of something declared in an outer circle must not be mentioned by the code in an inner circle. That includes functions, classes, variables, or any other named software entity.

By the same token, data formats declared in an outer circle should not be used by an inner circle, especially if those formats are generated by a framework in an outer circle. We don’t want anything in an outer circle to impact the inner circles.

ENTITIES

Entities encapsulate enterprise-wide Critical Business Rules. An entity can be an object with methods, or it can be a set of data structures and functions. It doesn’t matter so long as the entities can be used by many different applications in the enterprise.

If you don’t have an enterprise and are writing just a single application, then these entities are the business objects of the application. They encapsulate the most general and high-level rules. They are the least likely to change when something external changes. For example, you would not expect these objects to be affected by a change to page navigation or security. No operational change to any particular application should affect the entity layer.

USE CASES

The software in the use cases layer contains application-specific business rules. It encapsulates and implements all of the use cases of the system. These use cases orchestrate the flow of data to and from the entities, and direct those entities to use their Critical Business Rules to achieve the goals of the use case.

We do not expect changes in this layer to affect the entities. We also do not expect this layer to be affected by changes to externalities such as the database, the UI, or any of the common frameworks. The use cases layer is isolated from such concerns.

We do, however, expect that changes to the operation of the application will affect the use cases and, therefore, the software in this layer. If the details of a use case change, then some code in this layer will certainly be affected.

INTERFACE ADAPTERS

The software in the interface adapters layer is a set of adapters that convert data from the format most convenient for the use cases and entities, to the format most convenient for some external agency such as the database or the web. It is this layer, for example, that will wholly contain the MVC architecture of a GUI. The presenters, views, and controllers all belong in the interface adapters layer. The models are likely just data structures that are passed from the controllers to the use cases, and then back from the use cases to the presenters and views.

Similarly, data is converted, in this layer, from the form most convenient for entities and use cases, to the form most convenient for whatever persistence framework is being used (i.e., the database). No code inward of this circle should know anything at all about the database. If the database is a SQL database, then all SQL should be restricted to this layer—and in particular to the parts of this layer that have to do with the database.

Also in this layer is any other adapter necessary to convert data from some external form, such as an external service, to the internal form used by the use cases and entities.

FRAMEWORKS AND DRIVERS

The outermost layer of the model in Figure 22.1 is generally composed of frameworks and tools such as the database and the web framework. Generally you don’t write much code in this layer, other than glue code that communicates to the next circle inward.

The frameworks and drivers layer is where all the details go. The web is a detail. The database is a detail. We keep these things on the outside where they can do little harm.

ONLY FOUR CIRCLES?

The circles in Figure 22.1 are intended to be schematic: You may find that you need more than just these four. There’s no rule that says you must always have just these four. However, the Dependency Rule always applies. Source code dependencies always point inward. As you move inward, the level of abstraction and policy increases. The outermost circle consists of low-level concrete details. As you move inward, the software grows more abstract and encapsulates higher-level policies. The innermost circle is the most general and highest level.

CROSSING BOUNDARIES

At the lower right of the diagram in Figure 22.1 is an example of how we cross the circle boundaries. It shows the controllers and presenters communicating with the use cases in the next layer. Note the flow of control: It begins in the controller, moves through the use case, and then winds up executing in the presenter. Note also the source code dependencies: Each points inward toward the use cases.

We usually resolve this apparent contradiction by using the Dependency Inversion Principle. In a language like Java, for example, we would arrange interfaces and inheritance relationships such that the source code dependencies oppose the flow of control at just the right points across the boundary.

For example, suppose the use case needs to call the presenter. This call must not be direct because that would violate the Dependency Rule: No name in an outer circle can be mentioned by an inner circle. So we have the use case call an interface (shown in Figure 22.1 as “use case output port”) in the inner circle, and have the presenter in the outer circle implement it.

The same technique is used to cross all the boundaries in the architectures. We take advantage of dynamic polymorphism to create source code dependencies that oppose the flow of control so that we can conform to the Dependency Rule, no matter which direction the flow of control travels.

WHICH DATA CROSSES THE BOUNDARIES

Typically the data that crosses the boundaries consists of simple data structures. You can use basic structs or simple data transfer objects if you like. Or the data can simply be arguments in function calls. Or you can pack it into a hashmap, or construct it into an object. The important thing is that isolated, simple data structures are passed across the boundaries. We don’t want to cheat and pass Entity objects or database rows. We don’t want the data structures to have any kind of dependency that violates the Dependency Rule.

For example, many database frameworks return a convenient data format in response to a query. We might call this a “row structure.” We don’t want to pass that row structure inward across a boundary. Doing so would violate the Dependency Rule because it would force an inner circle to know something about an outer circle.

Thus, when we pass data across a boundary, it is always in the form that is most convenient for the inner circle.

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