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Authentication: From Passwords to Public Keys

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Authentication: From Passwords to Public Keys


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  • Copyright 2002
  • Dimensions: 7-3/8" x 9-1/4"
  • Pages: 576
  • Edition: 1st
  • Book
  • ISBN-10: 0-201-61599-1
  • ISBN-13: 978-0-201-61599-9

This is the first comprehensive guide to authentication: making sure your users are who they say they are. Leading security consultant Richard Smith reviews every option for authentication, from passwords to biometrics, and virtually every application scenario -- offering practical guidance on choosing the best option, implementing it, and managing it. Smith begins by introducing the authentication landscape, explaining how today's authentication options have evolved from yesterday's timesharing systems, and showing how to estimate the prevalence of successful attacks. He presents detailed coverage of passwords, password selection, and the human issues associated with password-based authentication. Other key topics include: authentication for laptops and workstations, encryption, cryptographic keys, PIN numbers, biometrics, tokens, Windows 2000's Kerberos implementation, public and private keys, SSL, certificates, and more. For all network and security professionals.


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Table of Contents


What This Book Is About.

Who This Book Is For.


1. The Authentication Landscape.

A Very Old Story.

Elements of an Authentication System.

Revised Attacks and Revised Defenses.

Security Strategies.

Authentication in Timesharing Systems.

Passwords Under Attack.

Hashed Passwords.

Attacking the Secret.

Guessing Attacks.

Social Engineering.

Sniffing Attacks.

Sniffing in Software.

Trojan Login.

Van Eck Sniffing.

Authentication Factors.

Judging Attack Prevalence.

Summary Tables.

2. Evolution of Reusable Passwords.

Passwords: Something You Know.

Authentication and Base Secrets.

Cultural Authentication.

Random Secrets.

The Unix Password System.

Attacking the Unix Password File.

The M-209 Hash.

The DES Hash.

Dictionary Attacks.

The Internet WorM.

Resisting Guessing Attacks.

Randomness and Bit Spaces.

Biases in Base Secrets.

Average Attack Space.

Summary Tables.

3. Integrating People.

Roles People Play.

Insiders and Outsiders.

Users and Administrators.

Carriers and Crackers.

Enrolling Users.


Enrollment in Person.

Assigning an Initial Secret.

Random Secret.

Cultural Secret.

Changing the Initial Password.

Entropy and User Password Selection.

Statistical Bias in Text.

Dictionary Attacks.

Estimating Bias in Password Selection.

Restricting Password Selection.

Therapeutic Password Cracking.

Automatic Password Generation.

Proactive Password Checking.

Limitations on Password Strength.

Summary Tables.

4. Design Patterns.

Patterns in Authentication Systems.

The Role of Physical Security.

Protecting Software Authentication.

Protecting Workstations.

Hardware Protection of Authentication.

Administrative Requirements.

Physical Protection.

Ease of Authentication.

Efficient Administration.

Local Authentication.

Direct Authentication.

Indirect Authentication.

Authentication Protocols.

Indirect Authentication Protocols.

Off-Line Authentication.

Applying the Patterns.

Summary Tables.

5. Local Authentication.

Laptops and Workstations.

Workstation Encryption.

File Encryption.

Volume Encryption.

Encryption for Data Protection.

Shortcut Attacks on Encryption.

Trial-and-Error Attacks on Encryption.

Theoretical Guess-Rate Limitations.

Key-Handling Issues.

Memorized Keys.

Key-Handling Policies.

Key Escrow and Crypto Politics.

Summary Tables.

6. Picking PINs and Passwords.

Password Complexity.

Passwords and Usability.

Forcing Functions and Mouse Pads.

Different Secrets for Different Uses.

Sniffable Passwords.

PIN Applications.

Internal Passwords.

External Passwords.

Improving Internal Password Entry.

Operator-Controlled Password Display.

Report Incorrect User Names.

Allow Many Password Guesses.

Report Incorrect Password Attempts.

Avoid Periodic Password Changes.

Password Selection.

Internal Passwords.

External and Administrative Passwords.

Shared Passwords.

Multiple-Use Passwords.

Password Delegation.

Storing Written Passwords.

Physical Custody.

Locked Storage.

Electronic Storage.

Sequences and Groups of Passwords.

Password Sequences.

Forward Secrecy With Theme Words.

Passwords From Songs and Poems.

Summary Tables.

7. Biometrics.

Biometrics: Something You Are.

Promise and Reality.

Uses of Biometrics.

Biometric Techniques.

Measuring Physical Traits.

Measuring Behavioral Traits.

How Biometrics Work.

Taking a Biometric Reading.

Feedback During Biometric Input.

Forging a Physical Trait.

Building and Matching Patterns.

Example: A Trivial Hand Geometry Biometric.

Enrolling a User.

Biometric Accuracy.

Trading Off Usability and Security.

Average Attack Space.

Biometric Encryption.

Preserving Secrecy.

Authenticity of Biometric Data.

The Problem of Biometric Exploitation.

Summary Tables.

8. Authentication by Address.

Who Versus Where.

Telephone Numbers as Addresses.

Identification via Dial-Back.

Dial-Up Identification: Caller ID.

Network Addresses.

Addressing on the ARPANET.

Internet Protocol Addresses.

Attacks on Internet Addresses.

IP Address Theft.

Denial of Service Attacks.

Effective Source Authentication.

Unix Local Network Authentication.

The “Commands”.

Remote Procedure Calls, NFS, and NIS.

Authenticating a Geographical Location.

Summary Tables.

9. Authentication Tokens.

Tokens: Something You Have.

Passive Tokens.

Active Tokens.

Network Password Sniffing.

One-Time Passwords.

Counter-Based One-Time Passwords.

Clock-Based One-Time Passwords.

Attacks on One-Time Passwords.

Man in the Middle Attack.

IP Hijacking.

Incorporating a PIN.

PIN Appended to an External Password.

PIN as an Internal Password.

PIN as Part of the Base Secret.

Enrolling Users.

Summary Tables.

10. Challenge Response Passwords.

Challenge Response.

Challenge Response and X.

S/Key Authentication.

Challenge Response Issues.

User Interaction.

Known Ciphertext Attack on ANSI X9.9.

Password Token Deployment.

Soft Tokens.

Handling Multiple Servers.

Proprietary Implementations.

Evolving Windows Authentication.

LANMAN Hashing.

Attacking the LANMAN Hash.

Plaintext Passwords on Windows.

Windows Challenge Response.

Attacking Windows Challenge Response.

Windows NTLM Authentication.

Attacking the NT Password Database.

Attacking NTLM Challenge Response.

Summary Tables.

11. Indirect Authentication.

Indirect Authentication.

Network Boundary Control.

One-Time Password Products.

LAN Resource Control.

RADIUS Protocol.


Protecting RADIUS Messages.

RADIUS Challenge Response.

Encrypted Connections and Windows NT.

Encrypted Connections.

Integrity Protection.

Politics, Encryption, and Technical Choices.

Windows NT Secure Channels.

Secure Channel Keying.

Attacks on Secure Channels.

Computers' Authentication Secrets.

Summary Tables.

12. Kerberos and Windows 2000.

The Key Distribution Center.




The Authentication Server.

Authenticating to a Server.

Ticket-Granting Service.

User and Workstation Authentication.

Workstation Authentication.


Ticket Delegation.

Proxiable TGT.

Forwardable TGT.

Realms and Referral Tickets.

Attacking a Kerberos Network.

Intrusion Tolerance.

Clock Synchronization.

Kerberos in Windows 2000.

Master Keys and Workstation Authentication.

Service and Proocol Support.

Summary Tables.

13. Public Keys and Off-Line Authentication.

Public Key Cryptography.

The RSA Public Key Algorithm.

Attacking RSA.

Attacking RSA Keys.

Attacking Digital Signatures.

The Digital Signature Standard.

Challenge Response Revisited.

LOCKOut Fortezza Authentication Protocol.

FIPS 196 Authentication.

Secure Sockets Layer.

Establishing Keys with SSL.

Authentication with Typical SSL.

SSL Client Authentication.

Public Keys and Biometrics.

Summary Tables.

14. Public Key Certificates.

Tying Names to Public Keys.

Certificate Authorities.

Using the Right Certificate.

Creating Certificates.

Certificate Standards.

Certificates and Access Control.

Certificate Authorities.

Proprietors as Certificate Authorities.

Commercial Certificate Authorities.

Public Key Infrastructure.

Centralized Hierarchy.

Authority Lists.


Personal Certification.

Certified by Reputation.

Certified by a Web of Trust.

Certificate Revocation.

Certificate Revocation List.

On-line Revocation.

Timely Certification.

Certificates with Kerberos.

Summary Tables.

15. Private Key Security.

Generating Private Keys.

The Private Key Storage Problem.

Smart Cards and Private Keys.

Off-Card Key Generation.

On-Card Key Generation.

Smart Card Access Control.



Private Keys on Servers.

Novell NetWare: Key Downloading.

Safeword Virtual Smart Card: Data Uploading.

Passwords Revisited.

Summary Tables.



Web and Vendor Resources.


Index. 0201615991T10012001


... upon receiving on her ninety-second birthday the first copy of Why Buildings Stand Up, my mother-in-law said matter-of-factly, "This is nice, but I'd be much more interested in reading why they fall down."
Mario G. Salvadori, Why Buildings Fall Down

What This Book Is About

Although we're all inspired by engineering triumphs, we often learn the most from engineering failures. This observation was behind the book Why Buildings Fall Down by Levy and Salvadori, and it's the driving force behind this book, too. Not only do failures have important lessons to teach, but they have a special power to capture one's interest unlike a dry recitation of technical criteria or even the breathless evocation of some techno-utopian ideal.

This book looks at the problem of authentication: how computers can confidently associate an identity with a person. Most computers use passwords to do this, but even password systems can pose subtle and difficult problems for users, administrators, and developers. Once we decide to use something fancier than a list of passwords stored in a server, we face a broad range of choices and their associated risks. In this book we explore those choices by looking at situations in which different techniques fail and by examining ways to strengthen them. Often it becomes a game of ping-pong in which the new defense falls to a new attack, which inspires an even newer defense, and so on.

Individual security measures don't work in a vacuum: they work in an interconnected web with other measures. This book takes a high-level, architectural view of that web instead of diving into the details. Discussions cover physical and procedural requirements for security as well as technical requirements. Moreover, our technical discussions will bring up only as much detail as needed to clarify the security issues. Readers can find the exact order of bits for a particular protocol elsewhere. Here we focus on why the bits need to be there and what they need to convey. We look at what could happen, or may have happened, if we omit that part of the protocol.

I've tried to include real world examples of every important concept and mechanism. Such examples take abstract concepts and make them concrete. Every example here has a published source or comes from my own experiences assisting others with computer security. In the latter case, names must often be changed to protect the privacy of people and enterprises. When not threatened with retribution, people can be quite honest about how they handle passwords and about unauthorized shortcuts they might employ. Names have been changed or omitted to protect both the innocent and the guilty.

Who This Book Is For

This book is written for people who want to understand both the how and why of computer authentication. Such people may be designers, developers, administrators, planners, or managers. Authentication is often their first line of defense against attack. The book's principal focus is on existing, off-the-shelf solutions. But in order to understand what we can buy, we often need enough design detail to guide an independent developer to achieve the same security results.

The book assumes a general familiarity with computer systems and the Internet as people typically use them today. It does not require specific knowledge about operating systems, networking protocols, or computer security. The book explains new technical concepts before discussing their implications, and uses plain English, graphical diagrams, and examples to make the important points. Some people learn by reading, others by seeing, and still others by doing. The book tries to accommodate the first two groups directly and, at least, entertain the third with stories of disaster.

It isn't practical to purge mathematical notation entirely from a book like this, even though some readers confront it like a poorly understood second language. Since there are a few places where a little simple algebra goes a long way, the book doesn't try to avoid algebraic notation entirely, but strives to make it straightforward.



AAbstract Syntax Notation #1 (ASN.1), 410, 411
Access control, 3-6
     authentication versus, 5, 412
     design patterns and, 104
     limitations of, 5-6, 135-136
     mechanisms, 3, 4, 120
          disabling through operating system substitution, 109, 130, 131
     network-based, 136
     policies, 6, 76, 79
          public key certificates and, 412
     smart cards and, 438-442
          using biometrics, 439-442
          using PINs, 438-439, 442
     user-based, 135-136
ActivCard, 268-269, 271, 286, 288
Active Directory facility, 363
Active tokens, 256, 258-261. See also Tokens
Addresses. See also Authentication, by address; Telephone numbers
     arbitrary, 223
     hard wired, 224-225
     Internet protocol, 232-234
     LAN, using 802 standard, 232
     network enforced, 225, 230-234
     "soft," 233
Adelman, Len, 373. See also RSA public key algorithm
Administrative requirements. See Authentication systems, administrative requirements
Administrators, 74, 76-78, 80, 117
     access to user encryption keys, 151
     access to user passwords, 20
     passwords for, guidelines, 167, 175-178
     physical security systems, 106, 107
     system abuse by, 77, 100, 101, 279-280, 283, 284, 310
Advanced Encryption Standard (AES), 131, 144, 146, 242, 293
AFIS (automated fingerprint identification system), 196, 197, 219
Air Force, 16, 230
Alexander, Christopher, 103
     Blowfish, 144, 146
     CAST, 144, 146
          block, 143-144, 329, 330-331, 346
          stream, 143, 144-145, 329, 334-335, 329-330, 345
     Diffie-Hellman, 381, 427, 431, 438
     homegrown encryption, vulnerability of, 145, 153, 154
     International Data Encryption Algorithm (IDEA), 144, 146, 148
     open review of encryption, 146, 154
     RSA public key, 373-380. See also RSA public key algorithm
     Secure Hash Algorithm (SHA), 241, 385
AltaVista, 52
American Bankers Association, 288
     of costs and benefits, 8-9, 31, 218
     of risk, 8-9, 31
Andressen, Mark, 389
ANSI X9.9 standard, 242, 288-289, 292
     trial-and-error attack on, 293, 311, 312
ANSI X9.17 standard, 341, 344
Arbitrary addresses, 224
Architecture, 103, 114. See also Authentication systems, design patterns in
ARPANET, 225, 231-232, 313-314
ASN.1 (Abstract Syntax Notation #1), 410, 411
Asynchronous tokens, 272, 286. See also Challenge response; Tokens
Asynchronous Transfer Mode (ATM), 232
AT&T, 48, 88
ATM (Asynchronous Transfer Mode), 232
ATMs. See Automated teller machines
Attack space, average. See Average attack space
Attack time, average. See Average attack time
     and defenses, summaries of
          on biometrics, 220-221
          on encryption, 153-154
          on networks, 251-253, 282-284, 311-312, 338-339, 367-368
          on passwords, 35-37, 69-71, 100-101, 130-131, 192
          on public/private key systems, 399, 428-429, 450
     casual, 134
     common (prevalence level), 32-33
     connection hijacking, 238
     dictionary. See Dictionary attacks
     downgrade, 303, 311
     evolution of, 7, 11-14
     guessing. See Guessing attacks
     innovative (prevalence level), 34
     Internet worms, 58-63, 90-91
     laboratory, 138-139
          as prevalence level, 33
          on hardware, 109-110, 118-119, 138, 166
          on people, 21
          on tokens, 111-113, 261
     prevalence levels, 32-34
     replay. See Replay attacks
     shortcut, on encryption, 145-146
     sniffing. See Sniffing attacks
     social engineering, 19-23, 83, 151, 226
     sophisticated (prevalence level), 33
     specific types of
          abuse by administrator, 77, 100, 101
          abuse by insider, 75, 100, 101, 244, 258, 319, 338, 370
          account abuse, 81, 100, 101
          account theft, 81, 100, 101
          back door, 59, 60-61, 70, 71, 332
          biometric interception, 216, 220, 221
          biometric signature replay, 195, 206-208, 218, 220, 221
          bogus certificate authority, 418-419, 428, 429
          bogus name on public key certificate, 403-404, 428, 429
          bogus password change, 21, 35, 37
          buffer overrun, 59, 61, 70, 71
          chosen message attack, 379, 380, 399
          convert reject into acceptance, 319, 338, 339
          copy hashes from NT recovery files, 310, 312
          crack passwords in sections, 301-302, 311, 312
          default password, 82, 100, 101, 109, 130, 131
          dial-back back door, 227-228, 251, 252
          dictionary, 52, 56-58, 59-60, 62, 70, 71, 90-91, 92-94, 157, 162-163, 167-168, 303
          disk scavenging,


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