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3.2.2 Deadlock Modeling

Holt (1972) showed how these four conditions can be modeled using directed graphs. The graphs have two kinds of nodes: processes, shown as circles, and resources, shown as squares. An arc from a resource node (square) to a process node (circle) means that the resource has previously been requested by, granted to, and is currently held by that process. In Fig. 3-1(a), resource R is currently assigned to process A.

Figure 3-1 Resource allocation graphs. (a) Holding a resource. (b) Requesting a resource. (c) Deadlock.

An arc from a process to a resource means that the process is currently blocked waiting for that resource. In Fig. 3-1(b), process B is waiting for resource S. In Fig. 3-1(c) we see a deadlock: process C is waiting for resource T, which is currently held by process D. Process D is not about to release resource T because it is waiting for resource U, held by C. Both processes will wait forever. A cycle in the graph means that there is a deadlock involving the processes and resources in the cycle (assuming that there is one resource of each kind). In this example, the cycle is C-T-D-U-C.

Now let us look at an example of how resource graphs can be used. Imagine that we have three processes, A, B, and C, and three resources, R, S, and T. The operating system is free to run any unblocked process at any instant, so it could decide to run A until A finished all its work, then run B to completion, and finally run C.

This ordering does not lead to any deadlocks (because there is no competition for resources) but it also has no parallelism at all. In addition to requesting and releasing resources, processes compute and do I/O. When the processes are run sequentially, there is no possibility that while one process is waiting for I/O, another can use the CPU. Thus running the processes strictly sequentially may not be optimal. On the other hand, if none of the processes do any I/O at all, shortest job first is better than round robin, so under some circumstances running all processes sequentially may be the best way.

Let us now suppose that the processes do both I/O and computing, so that round robin is a reasonable scheduling algorithm. However, as we have already mentioned, the operating system is not required to run the processes in any special order. In particular, if granting a particular request might lead to deadlock, the operating system can simply suspend the process without granting the request (i.e., just not schedule the process) until it is safe.

Later in this chapter we will study a detailed algorithm for making allocation decisions that do not lead to deadlock. For the moment, the point to understand is that resource graphs are a tool that let us see if a given request/release sequence leads to deadlock. We just carry out the requests and releases step by step, and after every step check the graph to see if it contains any cycles. If so, we have a deadlock; if not, there is no deadlock. Although our treatment of resource graphs has been for the case of a single resource of each type, resource graphs can also be generalized to handle multiple resources of the same type (Holt, 1972).

In general, four strategies are used for dealing with deadlocks.

  1. Just ignore the problem altogether. Maybe if you ignore it, it will ignore you.

  2. Detection and recovery. Let deadlocks occur, detect them, and take action.

  3. Dynamic avoidance by careful resource allocation.

  4. Prevention, by structurally negating one of the four conditions necessary to cause a deadlock.

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